Trade Surveillance Compliance Officer
3 weken geleden
The role will be an integral part of our Compliance team. Our team, currently consisting of two Compliance Officers and a Compliance Manager, is dedicated to maintaining the highest standards of regulatory compliance and ethical conduct across all aspects of our business operations.
How will you make an impact?We are looking for a highly motivated and experienced Compliance Officer with expertise in trade surveillance and regulatory compliance to join our team. You will be responsible for monitoring and ensuring compliance with relevant laws and internal policies, with a primary focus on compliance trade surveillance, market abuse and related regulatory aspects.
Your key responsibilities will include:
Daily trade surveillance: Conduct real-time monitoring and surveillance of trading activities to detect and prevent market manipulation, insider trading, and other regulatory violationsAnalyse trading data and patterns to identify potential compliance issues and suspicious activities and escalate potential high risk cases to compliance managerMonitor insider trading risks and implement personal trading policy and related controls Shape the design and implementation of the trade surveillance system in collaboration with different stakeholders and assist in calibrating and improving our trade surveillance systemStay abreast of regulatory developments and industry best practices related to trade surveillance and market integrityPrepare and submit regulatory reports and filings (STORS)Conduct periodic compliance reviews to assess the effectiveness of existing market abuse controls and processesProvide training and guidance to employees on market abuse aspects and regulatory requirementsIn addition, the role will be required to assist on other Compliance related topics including analysing new relevant regulations (e.g. Market Abuse, MICAR, DORA) and drafting related compliance policies and procedures How will you be successful?Bachelor/Masters degree in Law, Business or a related fieldAt least 3 years of work experience as a trade surveillance officer, preferably at a regulated exchange/MTF or algorithmic trading firm Strong understanding of Market Abuse Regulation (MAR) is required and knowledge of MIFID, MICAR, DORA is a plusExperience in data analysis tools and techniques, including experience with trade surveillance platforms (e.g., Nasdaq Market Surveillance, Actimize)Ability to work effectively in a fast-paced environment, prioritise tasks and meet deadlinesExcellent communication skills with the ability to effectively interact with stakeholders at all levelsDetail-oriented mindset with a strong commitment to accuracy and integrityA positive can-do attitude and a creative mind
Bitvavo does not accept resumes from staffing, search, or recruitment firms without a signed agreement. If you send us a resume without such an agreement, we may contact the candidate directly without any obligation whatsoever and no fee of any kind will be paid should we hire the candidate.
-
Compliance Officer
1 week geleden
Amsterdam, Noord-Holland, Nederland BridgeFund VoltijdIntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...
-
Regulatory Compliance Officer
2 weken geleden
Amsterdam, Noord-Holland, Nederland Bitvavo VoltijdWhat is the role about?The role will be an integral part of our Compliance team. Our team, currently consisting of two Compliance Officers and a Compliance Manager, is dedicated to maintaining the highest standards of regulatory compliance and ethical conduct across all aspects of our business operations. Will assist with the design, implementation and...
-
Risk & Compliance Officer
3 weken geleden
Amsterdam, Noord-Holland, Nederland Vattenfall VoltijdVacatureomschrijvingWil jij een cruciale rol spelen in de Energietransitie en bijdragen aan ons doel van een fossielvrije toekomst? Sluit je dan aan bij ons team als Risk & Compliance Officer bij Vattenfall.In deze rol ben jij de spil in het organiseren en coördineren van eerstelijns risicomanagement, waarbij je een sleutelrol vervult in risicobeheersing,...
-
Risk & Compliance Officer
2 weken geleden
Amsterdam, Noord-Holland, Nederland Vattenfall VoltijdVacatureomschrijvingWil jij een cruciale rol spelen in de Energietransitie en bijdragen aan ons doel van een fossielvrije toekomst? Sluit je dan aan bij ons team als Risk & Compliance Officer bij Vattenfall.In deze rol ben jij de spil in het organiseren en coördineren van eerstelijns risicomanagement, waarbij je een sleutelrol vervult in risicobeheersing,...
-
Legal and Compliance Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our growing Compliance team in Amsterdam office We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.With a deep understanding of what it takes to succeed in alternatives, we believe in being...
-
Legal and Compliance Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our growing Compliance team in the Amsterdam office We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being...
-
Team Lead Compliance CAAML WM
2 weken geleden
Amsterdam, Noord-Holland, Nederland ABN AMRO VoltijdDe Team Lead Client Acceptance & Anti-Money Laundering (CAAML) Compliance rapporteert aan het Hoofd Compliance Wealth Management en geeft leiding aan circa 8 CAAML Compliance Officers.
-
Legal Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam as a Legal Officer We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your...
-
Corporate Services Senior Accounting Officer Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide which...
-
Corporate Services Accounting Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam Office We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide...
-
Corporate Services Accounting Officer
1 maand geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam Office We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide...
-
Corporate Services Senior Accounting Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide which...
-
Corporate Services Senior Accounting Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide which...
-
Senior Legal Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam as a Senior Legal Officer We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.With a deep understanding of what it takes to succeed in alternatives, we believe...
-
First Officers
1 week geleden
Amsterdam, Noord-Holland, Nederland EASP AIR VoltijdFor new European and Asian Coast Guard and ISR projects, NL EASP AIR is currently looking for Type Rated FO's with (preferably) a Low Level Endorsement. Type-rated trainees (low hours) are welcome. In specific cases, a TR-training programme with Bond clause is available, however; by invitation only.The ability to work well in small teams, at remote locations...
-
Tax Compliance Officer
1 maand geleden
Amsterdam, Noord-Holland, Nederland VanLoman VoltijdVanLoman: belastingadvies aan nationale & internationale ondernemingen en aan vermogende particulieren. Ook: fusies & overnames, internationale transacties & structuren, werknemersparticipaties, transfer pricing en beleggingsfondsen.Als werkgever en als extern adviseur hechten wij grote waarde aan ethiek en transparantie: het gaat bij ons op de eerste plaats...
-
Corporate Services Accounting Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam To pursue our ambitious growth development in the Netherlands, we are currently looking for a Corporate Services Accounting Officer to work in our Real Estate team. We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives...
-
Corporate Services Accounting Officer
4 weken geleden
Amsterdam, Noord-Holland, Nederland Alter Domus VoltijdJoin our team of professionals in Amsterdam To pursue our ambitious growth development in the Netherlands, we are currently looking for a Corporate Services Accounting Officer to work in our Real Estate team. We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives...
-
Bank Guarantee Expert
4 weken geleden
Amsterdam, Noord-Holland, Nederland ING VoltijdBank Guarantee Customer Loyalty MemberAs a part of the Trade Services Bank Guarantee Team, you will be responsible for advising ING customers, preparing and reviewing guarantee texts, executing tasks within the processing of Bank Guarantees and interact closely with the department. Clients base is primarily International with some Domestic NL clients, who...
-
Senior Regulatory Counsel
3 dagen geleden
Amsterdam, Noord-Holland, Nederland Bitvavo VoltijdWhat is the role about?As a Senior Regulatory Counsel, you will help Bitvavo towards the next phase in our growth as a regulated firm. With MiCAR coming, there will be unique opportunities for you to strengthen our legal framework, act as an internal knowhow centre to all departments of the company, as well as implement appropriate measures and control to...
