Head of Compliance

2 weken geleden

Amsterdam, Nederland Hamlyn Williams Voltijd

Are you an experienced compliance professional with in-depth knowledge of regulations and protocols, eager to lead the compliance efforts of a leading bank in Amsterdam? Our client are currently seeking a skilled individual to join their team as Head of Compliance.

The bank is a prominent financial institution renowned for its dedication to regulatory compliance, innovation, and client-centric approach. Situated in the bustling city of Amsterdam, we are committed to upholding the highest standards of integrity and transparency in all our operations.

Role Overview: As the Head of Compliance, you will be tasked with spearheading the bank's compliance initiatives, particularly focusing on MiFID II regulations and AML/KYC protocols. Your role will involve designing and implementing robust compliance frameworks to ensure adherence to regulatory requirements and mitigate compliance risks effectively.

Key Responsibilities:

  • Develop and implement comprehensive compliance programs aligned with MiFID II regulations and AML/KYC protocols, ensuring compliance across all business units.
  • Conduct regular assessments and audits to identify and address compliance gaps, providing recommendations for enhancements as needed.
  • Serve as the primary point of contact for regulatory authorities, ensuring timely and accurate reporting and compliance with regulatory obligations.
  • Collaborate with cross-functional teams to integrate compliance requirements into business processes and product development initiatives.
  • Stay abreast of changes to MiFID II regulations, AML/KYC directives, and other relevant regulatory developments, providing guidance to senior management and stakeholders.
  • Lead and mentor a team of compliance professionals, fostering a culture of excellence, collaboration, and continuous learning.

Qualifications:

  • Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree preferred.
  • Minimum of 8 years of experience in compliance within the banking or financial services industry, with a strong focus on MiFID II regulations and AML/KYC protocols.
  • In-depth understanding of regulatory requirements, including transaction reporting, best execution, and investor protection provisions.
  • Proven track record of designing and implementing AML/KYC programs, with a thorough understanding of customer due diligence (CDD) and enhanced due diligence (EDD) requirements.
  • Excellent communication and interpersonal skills, with the ability to effectively liaise with regulatory authorities, senior management, and cross-functional teams.
  • Strong leadership capabilities, with experience in leading and motivating teams to achieve compliance objectives.

If you are looking for a role within a business that will excel your career please apply here or email Steffan Kelly at s.kelly@hamlynwilliams.com

Functie
  • Functie Ander
General Counsel / Associate Director Legal & Compliance #J-18808-Ljbffr

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