Compliance Manager
1 week geleden
About The Firm We are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring adherence to regulatory frameworks while driving operational excellence and market integrity. Role Overview The Compliance Manager will oversee regulatory compliance for the firm's trading activities in the Netherlands and across the EU. This role involves monitoring regulatory developments, managing compliance programs, and advising business units on compliance risks. You will act as a primary liaison with regulators and internal stakeholders, ensuring robust governance and operational integrity. Key Responsibilities Regulatory Compliance Ensure compliance with AFM requirements and EU directives such as MiFID II, EMIR, MAR Monitor regulatory changes and update internal policies and procedures accordingly Prepare and submit accurate regulatory filings and reports Compliance Monitoring & Controls Develop and maintain compliance frameworks, including risk assessments and internal controls Conduct periodic audits and reviews to identify gaps and implement corrective actions Maintain compliance registers (conflicts of interest, personal account dealing, outside business interests) Advisory & Training Provide compliance guidance on new products, services, and operational changes Deliver training programs to ensure staff understand regulatory obligations and conduct rules Governance & Reporting Report compliance risks and issues to senior management and the board Participate in internal committees related to risk and compliance Regulator Engagement Act as the primary contact for AFM and other relevant authorities Manage regulatory inspections and inquiries effectively xfgnyzt Key Requirements Education: Degree in Law, Finance, Risk Management, or related field. Professional certifications (e.g., ICA, CFA, FRM) are a plus Experience: 5+ years in compliance within financial services, preferably trading or brokerage environments Strong knowledge of MiFID II, EMIR, MAR, and Dutch regulatory requirements Skills: Excellent analytical and problem-solving abilities Strong communication skills for engaging with regulators and internal stakeholders Ability to manage multiple priorities and work under pressure
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Manager, Compliance
3 dagen geleden
Amsterdam, Nederland Uber Voltijd**About the Role** The RoW Payments Compliance Team serves as the single point of contact to review compliance requirements, identify how they affect our business, structure a solution proposal to obtain exemptions and / or comply with regulatory requirements, work with XF stakeholders to prioritize and implement the solution and tackle the day to day...
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Compliance Manager
1 week geleden
Amsterdam, Nederland Jobs via eFinancialCareers VoltijdAbout The FirmWe are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring adherence to regulatory frameworks while driving operational excellence and market integrity.Role OverviewThe Compliance Manager will oversee...
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Compliance Manager
6 dagen geleden
Amsterdam, Nederland Jobs via eFinancialCareers VoltijdAbout The FirmWe are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring adherence to regulatory frameworks while driving operational excellence and market integrity.Role OverviewThe Compliance Manager will oversee...
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Compliance Manager
1 week geleden
Amsterdam, Nederland Jobs via eFinancialCareers VoltijdAbout The Firm Lees verder om volledig te begrijpen wat deze baan vereist op het gebied van vaardigheden en ervaring. Bent u een goede match, solliciteer dan. We are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring...
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Compliance Manager
6 dagen geleden
Amsterdam, Nederland Jobs via eFinancialCareers VoltijdAbout The Firm Lees verder om volledig te begrijpen wat deze baan vereist op het gebied van vaardigheden en ervaring. Bent u een goede match, solliciteer dan. We are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring...
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Compliance Manager
1 week geleden
Amsterdam, Nederland Jobs via eFinancialCareers VoltijdAbout The FirmLees verder om volledig te begrijpen wat deze baan vereist op het gebied van vaardigheden en ervaring. Bent u een goede match, solliciteer dan.We are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring...
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Compliance Manager
1 week geleden
Amsterdam, Noord-Holland, Nederland Jobs via eFinancialCareers VoltijdAbout The FirmWe are currently representing a dynamic trading firm specialising in multi-asset execution and innovative trading solutions. The Amsterdam office serves as a key hub for European operations, ensuring adherence to regulatory frameworks while driving operational excellence and market integrity.Role OverviewThe Compliance Manager will oversee...
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Compliance Manager
1 week geleden
Amsterdam, Noord-Holland, Nederland Lloyds Bank NL VoltijdYour roleWe may be part of a large banking Group, but we're a small, tight-knit bank with a focused business model and a young team. For the Legal & Compliance department, we are looking for aCompliance Manager.Reporting to the Head of Legal & Compliance, this role combines responsibilities in legal and compliance advisory. The successful candidate will...
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Compliance Manager
1 week geleden
Amsterdam, Noord-Holland, Nederland XTransfer VoltijdMeeting XTransfer - YOUR CHOICE FOR GLOBAL TRADE PAYMENTWe're XTransfer, a FinTech leader in b2b cross-border payment and financial services, focusing on providing SMEs with one-stop cross-border financial services. Our group is planning to expand businesses into emerging countries. Fast-growing platform with great learning opportunities, the chance to work...
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Compliance Manager
17 uur geleden
Amsterdam, Noord-Holland, Nederland Modulr VoltijdTitle:Compliance ManagerLocation:Amsterdam, NetherlandsType:Full-timeAre you curious, excited by experimentation and always looking for a better way of doing things?Do you want to keep learning and developing whilst getting hands-on experience working in the embedded payments space?Do you want to have the opportunity to be a key part of the team and help...
