Compliance Officer
1 maand geleden
The Role: Morningstar Sustainlytics is currently seeking a Compliance Officer to join its Amsterdam office. The Compliance Officer will be responsible for supporting the Compliance Program throughout Europe. This is a position based in our offices in Amsterdam.
POSITION DESCRIPTION:
Given the current market and regulatory environment, many rules and regulations have been enacted in various forms across the globe. The ESG regulatory framework, whilst still under development in certain jurisdictions, is nearing its final form within Europe. This position will be part of the Global Compliance Team – with other members working in New York, Madrid, Bucharest and Mumbai. The Compliance Officer is responsible for ensuring Morningstar Sustainlytics’ policies and procedures are in compliance with various regulatory developments across the European landscape whilst also ensuring staff understand their responsibilities under the rules and regulations.
In this role, the successful candidate will have the ability to shape the role and have a meaningful impact not only throughout the implementation of the compliance agenda, but also across business’ alignment. The Compliance Officer will be expected to take on the following roles & responsibilities:
Support the compliance program to meet the regulatory framework requirements enacted in Europe, and provide ongoing compliance support with alignment towards Morningstar Sustainlytics’ policies and procedures; Provide advice and guidance to employees on matters relating to conduct and all compliance areas, including identifying areas of compliance vulnerability and risk, based on findings of compliance reviews; Support standard procedures for the intake (including for anonymous reporting and complaints from third parties), investigation, escalation and reporting of potential compliance related incidents relating to Morningstar Sustainlytics to ensure that they are appropriately and consistently evaluated, thoroughly investigated and duly resolved; Support the preparation for, and conduct of, regulatory examinations; Report on existing and emerging compliance issues and risks to the GCCO; Maintain records of any violation reports received, including details of any actions taken; Contribute to the ongoing development of the Compliance team by sharing best practices, knowledge, expertise and lessons learned on a regular basis; Assist with the development, maintenance, advice against, and delivery of, compliance related materials, policies, procedures and training materials preparation and roll-out; Assist with the continuous improvement and execution of global compliance programs and functions; Maintain compliance files and records; Implement and maintain policies and procedures required throughout all relevant operational workflows of the global compliance program within Sustainlytics.REQUIREMENTS:
5 years of experience in compliance / regulatory control processes developed in Internal Audit, Financial Services, Accounting and/or Legal professions; Experience interacting with, and responding to, inquiries from regulators is preferred; Highly developed interpersonal skills to build and maintain effective internal and external relationships; Advanced communication skills (verbal and written) to report regulatory compliance information; Strong analytical and investigative skills and sound judgment; Understanding/experience of credit rating business processes would be an advantage; Excellent team-work and time management abilities, pro-activeness and resiliency. A bachelor’s degree is required. A law or advanced degree is preferred but not mandatory.#LI-PI1
B99_MstarHollandBV Morningstar Holland BV Legal EntityMorningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We’ve found that we’re at our best when we’re purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues.
-
Compliance Officer
1 week geleden
Amsterdam, Nederland BridgeFund VoltijdIntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...
-
Compliance Officer
1 week geleden
Amsterdam, Noord-Holland, Nederland BridgeFund VoltijdIntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...
-
Compliance Officer
1 maand geleden
Amsterdam, Nederland De Brauw Blackstone Westbroek VoltijdWe have a fantastic opportunity for a hands-on, organised and self-motivated individual to join our Amsterdam-based Risk and Compliance Team as a Compliance Officer in the second line. As a Compliance Officer, you will work closely with our lawyers and the different internal departments to pursue excellence in every aspect of our business operations, and...
-
Business Compliance Officer
1 maand geleden
Amsterdam, Nederland De Brauw Blackstone Westbroek VoltijdWe have a fantastic opportunity for an entrepreneurial, organised and self-motivated individual to join our Amsterdam-based Compliance Team as a Business Compliance Officer. De Brauw has standing as the leading international law firm in the Netherlands. For over 150 years, we have been representing our clients as a strong and spirited collective of renowned...
-
Senior Compliance Officer
4 weken geleden
Amsterdam, Nederland Lexius Search VoltijdThe Compliance Officer is responsible for carrying out all day-to-day compliance work considering local regulatory requirements. The Compliance Officer will assist the Compliance Manager to ensure that all activities of the company and its employees comply with applicable laws, rules and standards. The Compliance Officer reports directly to the Compliance...
-
Senior Compliance Officer
4 weken geleden
Amsterdam, Nederland Lexius Search VoltijdThe Compliance Officer is responsible for carrying out all day-to-day compliance work considering local regulatory requirements. The Compliance Officer will assist the Compliance Manager to ensure that all activities of the company and its employees comply with applicable laws, rules and standards. The Compliance Officer reports directly to the Compliance...
-
Compliance Officer
2 weken geleden
Amsterdam, Nederland ACT VoltijdMORE ABOUT THE JOB About the role ACT operates in a dynamic and fast changing environment of market sustainability solutions, which involves enabling organizations and sectors to globally decarbonize and make a positive impact while also participating in various projects, either directly or indirectly. ACT collaborates closely with industry leaders...
-
Compliance Monitoring Officer
1 maand geleden
Amsterdam, Nederland ABN Amro VoltijdCompliance Monitoring OfficerIn het kortWil jij impact maken? Impact maken door jouw inzichten om te zetten ‘actionable insights’ die de organisatie helpen verbeteren. Dan nodigen wij je uit om te solliciteren op de functie van Compliance Monitoring Officer. Als Compliance Monitoring Officer binnen het Compliance Riskmanagement team voer je zelfstandig...
-
Senior Compliance Officer Netherlands
4 dagen geleden
Amsterdam, Nederland DPA Professionals VoltijdAls Compliance Officer in opleiding volg je een meerjarig intensief opleidingstraject om jouw competenties naar het gewenste niveau te brengen en je certificering via het Nederlands Compliance Instituut (t.w.v. € 9.Een vakinhoudelijk traject om jouw stap als Compliance Officer te gaan maken. Als ervaren analist verricht jij je eerste opdracht in het...
-
Compliance Officer
4 weken geleden
Amsterdam, Nederland Walters People Voltijdonze opdrachtgever blijft de komende jaren groeien en doorgaan met stappen zetten op het gebied van Environment, Social & Governance (ESG). Met de veranderende wet - en regelgeving op dit gebied, zal hier de komende jaren steeds meer aandacht voor zijn. De (Nederlandse) afdeling compliance bestaat, met het invullen van deze functie uit 2 personen, die zich...
-
Junior Compliance Officer ABN AMRO
3 weken geleden
Amsterdam, Nederland Randstad VoltijdHeb jij een afgeronde HBO-diploma en ben je klaar om je eerste stappen te zetten binnen de compliance? ABN AMRO zoekt een gedreven junior Compliance Officer om ons team te versterken. Als Compliance Officer ben je verantwoordelijk voor het waarborgen van naleving van wet- en regelgeving binnen ons bedrijf. Je zult samenwerken met verschillende afdelingen om...
-
Risk & Compliance Officer
3 weken geleden
Amsterdam, Nederland Your Next Workplace | Hospitality Group VoltijdIn de rol van Risk & Compliance Officer ben jij medeverantwoordelijk voor het succesvol managen van de (operationele) risico’s en het voldoen aan relevante wet- en regelgeving binnen het ING NL Account.De functieIn de rol van Risk & Compliance Officer ben jij, samen met een collega, medeverantwoordelijk voor het succesvol managen van de (operationele)...
-
Regulatory Compliance Officer
2 weken geleden
Amsterdam, Nederland Bitvavo VoltijdWhat is the role about? The role will be an integral part of our Compliance team. Our team, currently consisting of two Compliance Officers and a Compliance Manager, is dedicated to maintaining the highest standards of regulatory compliance and ethical conduct across all aspects of our business operations. Will assist with the design, implementation and...
-
Regulatory Compliance Officer
2 weken geleden
Amsterdam, Noord-Holland, Nederland Bitvavo VoltijdWhat is the role about?The role will be an integral part of our Compliance team. Our team, currently consisting of two Compliance Officers and a Compliance Manager, is dedicated to maintaining the highest standards of regulatory compliance and ethical conduct across all aspects of our business operations. Will assist with the design, implementation and...
-
Junior Compliance Officer ABN AMRO
4 weken geleden
Amsterdam, Nederland randstad VoltijdFunctieomschrijvingHeb jij een afgeronde HBO-diploma en ben je klaar om je eerste stappen te zetten binnen de compliance? ABN AMRO zoekt een gedreven junior Compliance Officer om ons team te versterken. Als Compliance Officer ben je verantwoordelijk voor het waarborgen van naleving van wet- en regelgeving binnen ons bedrijf. Je zult samenwerken met...
-
Compliance Officer
2 weken geleden
Amsterdam, Nederland Adyen VoltijdThis is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with opportunities for our people to succeed, backed by the...
-
Trade Surveillance Compliance Officer
3 weken geleden
Amsterdam, Noord-Holland, Nederland Bitvavo VoltijdWhat is the role about?The role will be an integral part of our Compliance team. Our team, currently consisting of two Compliance Officers and a Compliance Manager, is dedicated to maintaining the highest standards of regulatory compliance and ethical conduct across all aspects of our business operations. How will you make an impact?We are looking for a...
-
VP Compliance Officer
1 maand geleden
Amsterdam, Nederland Selby Jennings VoltijdTitle: VP Compliance Officer Location: The Netherlands The Company: We are a prominent provider of fund services, corporate governance, and related asset services, operating globally with a significant presence spanning across 80 offices worldwide. Managing assets totalling over $1.8 trillion, our commitment to delivering comprehensive solutions and...
-
Junior Compliance Officer ABN AMRO
4 weken geleden
Amsterdam, Nederland randstad VoltijdFunctieomschrijvingHeb jij een afgeronde HBO-diploma en ben je klaar omje eerste stappen te zetten binnen de compliance? ABN AMRO zoekteen gedreven junior Compliance Officer om ons team te versterken.Als Compliance Officer ben je verantwoordelijk voor het waarborgenvan naleving van wet- en regelgeving binnen ons bedrijf. Je zultsamenwerken met verschillende...
-
Compliance officer
1 maand geleden
Amsterdam, Nederland ABAB Accountants en Adviseurs VoltijdWat vragen we van je? Relevante bachelor of master Oplossingsgericht Can-do mentaliteit Avontuurlijk Wat krijg je van ons? Salaris € 2.884 - € 5.418 Leaseauto 33 vakantiedagen en als dat niet genoeg is, kun je er nog 5 bijkopen Winstdelingsregeling Samen werken aan de dag van morgen. Dat wil jij toch ook? Als...
