Head of Compliance

2 weken geleden

Amsterdam, Noord-Holland, Nederland Van Hay Voltijd

Would you like to be part of a Global Compliance team where you will get an important role in enabling the development of compliant business? Are you up for a leadership role in an actively growing company? And are you triggered by improving and further strengthening the Compliance function in a dynamic medium-sized international investment bank? If the answer is yes, you might want to consider becoming Head of Compliance for Saxo Bank Netherlands.

About the job

Saxo Bank Netherlands is an important and expanding branch in the Saxo Bank Group. The position, based in Amsterdam, is to lead the Compliance team in the Netherlands business and be part of the Group Compliance European Leadership team.

The main task of the local Compliance team is to support the local business in developing and running its activities in the Netherlands within the requirements of the Group and local regulators and make a sustainable contribution to the strategic objectives within Saxo's risk appetite. Compliance acts as a sparring partner for the business and management and participates and contributes to a variety of projects.

As an investment platform, Saxo is focused on different target customer groups across a wide range of investment products. They must monitor potential market abuse and be proactive in its prevention. They have a duty of care towards their clients, ensuring their interests are prioritised across Saxo's product range and associated information. Furthermore Saxo must stay protected from exposure to money laundering, terrorist financing, and other criminal or socially improper money flows. As Head of Compliance, you will enable your team in supporting the business to comply with laws and regulations through advice, recommendations, conducting investigations and monitoring Compliance in accordance with policies and regulation.

With over 200,000 clients, the Netherlands is the largest branch within the Saxo Group. You will report to the Head of Compliance Europe, based in Copenhagen, where you will travel on a quarterly basis. There is regular collaboration and consultation with the other Saxo offices within the EU (Belgium, France, Italy and the Czech Republic).

Responsibilities

  • Develop and support a functional Compliance team in the Netherlands
  • Liaise closely with Group Compliance and other European Compliance team leads
  • Oversee regulatory Compliance initiatives, particularly in relation to AML, MiFID, Market Abuse, Investor Protection and other applicable frameworks
  • Oversee delivery on the activity plans (monitoring, advice memos, training etc.)
  • Develop close collaboration with a broad range of local and global stakeholders
  • Lead internal and external strategic regulatory engagements including managing relationships with regulators
  • Be responsible for regular Compliance/AML reporting to the local branch CEO and other stakeholders
  • Actively participate in regulatory affairs

Your profile

Saxo is looking for a Head of Compliance with an open and positive attitude, a collaborative approach, and relevant experience in one or more relevant technical domains (Financial Crime, MiFID, MAR etc.). You will have 10+ years' experience within a Compliance, either in a financial services environment or consulting company with experience of communications with the regulators.

Furthermore you:

  • Have an academic degree
  • Possess excellent communication, people, and relationship-building skills that allow you to influence, challenge, and collaborate with senior stakeholders
  • Are analytical and able to understand complex issues
  • Are fluent in Dutch and English

What's on offer

  • An interesting, educational, and dynamic environment where you come into contact with all elements of a banking business and the full operational lifecycle:
  • A challenging leadership position
  • A professional and informal environment
  • Great diversity in tasks and responsibilities and room for new initiatives
  • Extensive development and growth opportunities
  • A competitive salary
  • An annual additional allowance of 5.5%
  • 8% holiday allowance
  • A modern, flexible, and premium-free non-contributory pension scheme
  • 30 vacation days
  • Discount on our Saxo products
  • Subsidized onsite lunch canteen

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