Compliance Officer Ces

2 weken geleden

Amsterdam Zuid, Nederland Trustmoore Voltijd

**WHAT WILL YOU DO?**

As a Compliance Officer, you play a crucial role in our compliance department, collaborating closely with other Global Risk and Compliance Community officers. In this independent position, you work directly with legal account managers to ensure that Trustmoore and its clients adhere to all relevant laws and regulations, supervisory requirements and internal policies and procedures.

The definition of ‘compliance’ within Trustmoore extends far beyond mere rules. Our compliance agenda is not solely dictated by regulations; we invest time and effort to ensure that our processes are adaptable and effective in order to understand and manage our risks. As each client presents a unique set of circumstances, we seek a flexible approach rather than relying on rigid procedures and checklists, providing you with a dynamic and stimulating work environment.

This role entails three elements: supporting the Corporate Expansion and the Private Wealth Solution teams in the Netherlands, maintaining the relationship with and preparing reporting for the DNB and contributing to the initiatives of the Global Risk & Compliance community.

You will work in our compliance department in Amsterdam and report directly to the head of compliance. You will maintain our high international standards of business integrity and contribute to our risk and compliance organization in the broadest sense.

Main responsibilities are:

- Providing ad hoc advice and guidance to the financial and legal account managers on the full range of compliance topics, including AML, sanctions, privacy, conflicts of interest, outsourcing, licensing etc.;
- Providing support to the financial and legal account managers and compliance officers with client acceptance and client file reviews, ensuring accuracy and completeness of the client files;
- Assisting with compliance issues during the client’s life cycle (client acceptance due diligence, transaction monitoring, periodic reviews, and exit);
- Assessing regulatory changes on relevance and impact and actioning required changes;
- Providing training and support to the business and other compliance officers to continuously enhance awareness and understanding of compliance risks and regulations;
- Establishing and implementing practical and pragmatic processes and procedures to mitigate compliance risks;
- Guide and oversee the business in their execution of key risk management processes, as it relates to compliance risks;
- Continuously liaise with the head of compliance and management board to ensure appropriate action is taken to address identified issues;
- Be the owner of several group
- and local compliance policies and contribute actively to the development and maintenance of the related control framework;
- Prepare compliance risk reports for the management board;
- Taking part in various projects and working groups and working together with compliance officers of the wider compliance team in other jurisdictions where we operate;
- Act as a sparring partner for other compliance officers and
- Participate in client acceptance meetings, business compliance meetings and compliance management meetings.

**HOW DO YOU FIT INTO THE TEAM?**

As a compliance officer, you manage ad hoc activities next to your daily work. In this position, you need to prioritize what is important, have a hands-on and independent work mentality and thrive in a fast-paced environment. A helicopter view is required. You are proactive, know what you are capable of, possess excellent communication skills and are not afraid to share your opinion or ask questions.

Other relevant qualifications for this profile:

- Legal master’s degree;
- Minimum of seven years of legal / compliance experience in the financial services industry. Experience in the trust sector is preferred;
- Experience with compliance systems and processes; with compliance issues relating to regulatory and governance requirements and curiosity about regulatory developments;
- Understanding of risk management;
- Affinity with integrity, culture and governance requirements;
- Strong generalist who feels motivated by a diverse spectrum of responsibilities;
- Strong organizational and effective communication skills;
- A professional and hands-on work mentality;
- Must be able to work on multiple issues, change priorities, and organize workload;
- Proven team spirit and coaching skills;
- Strong interpersonal and presentation skills;
- Self-starting mentality, taking the initiative, and
- Excellent communication skills in Dutch and English (both orally and in writing).

Do you recognize yourself in this profile? We can’t wait to meet you

  • Compliance Officer Ces

    1 week geleden

    Amsterdam Zuid, Nederland Trustmoore Voltijd

    WHAT WILL YOU DO?As a Compliance Officer, you play a crucial role in our compliance department, collaborating closely with other Global Risk and Compliance Community officers. In this independent position, you work directly with legal account managers to ensure that Trustmoore and its clients adhere to all relevant laws and regulations, supervisory...

  • Compliance Officer Sfcm

    2 weken geleden

    Amsterdam Zuid, Nederland Trustmoore Voltijd

    **WHAT WILL YOU DO?** As a Compliance Officer, you play a crucial role in our compliance department, collaborating closely with other Global Risk and Compliance Community officers. In this independent position, you work directly with legal account managers to ensure that Trustmoore and its clients adhere to all relevant laws and regulations. The definition...

  • Compliance Officer

    4 weken geleden

    Rotterdam, Zuid-Holland, Zuid-Holland, Nederland Page Personnel Voltijd

    working in a dynamic teamimmediately available - 40 hoursOver onze klantWe are seeking a dedicated and detail-oriented Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that the organization operates in compliance with all relevan

  • Compliance Officer

    1 week geleden

    Amsterdam, Noord-Holland, Nederland Yer Voltijd

    **Samenvatting**: Amsterdam Overheid Hbo Detachering via YERGeplaatst in:- IT- Overheid**Over deze vacature**:Compliance Officer bij de AFM**De functie**:Onze partner, de AFM, een organisatie die toezicht houdt op de integriteit van financiële markten, zoekt een gedreven Compliance Officer om hun team van Compliance, Integriteit en Risicomanagement (CIR)...

  • Compliance Officer Sfcm

    1 week geleden

    Amsterdam Zuid, Nederland Trustmoore Voltijd

    WHAT WILL YOU DO?As a Compliance Officer, you play a crucial role in our compliance department, collaborating closely with other Global Risk and Compliance Community officers. In this independent position, you work directly with legal account managers to ensure that Trustmoore and its clients adhere to all relevant laws and regulations.The definition of...

  • Compliance Officer

    2 maanden geleden

    Amsterdam Zuid, Nederland ACT Group Voltijd

    **About the role** ACT operates in a dynamic and fast changing environment of market sustainability solutions, which involves enabling organizations and sectors to globally decarbonize and make a positive impact while also participating in various projects, either directly or indirectly. ACT collaborates closely with industry leaders such as CDP, the...

  • Compliance Officer

    1 week geleden

    Amsterdam Oost, Nederland ETM CORPORATE SERVICES B.V. Voltijd

    **Who are we**: ETM Corporate Services BV (“ETM”) is an independent trust company in Amsterdam, providing Corporate business services to multinational enterprises in The Netherlands. Our company is continuously expanding its business and is growing while keeping regard to the strong basis that has been built over the years. Today, the team of ETM...

  • Compliance Officer

    1 week geleden

    Amsterdam Zuid, Nederland ACT Group Voltijd

    About the roleACT operates in a dynamic and fast changing environment of market sustainability solutions, which involves enabling organizations and sectors to globally decarbonize and make a positive impact while also participating in various projects, either directly or indirectly. ACT collaborates closely with industry leaders such as CDP, the Greenhouse...

  • Compliance Officer

    3 weken geleden

    Amsterdam, Nederland BridgeFund Voltijd

    IntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...

  • Compliance Officer

    1 week geleden

    Amsterdam, Noord-Holland, Nederland BridgeFund Voltijd

    IntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...

  • Compliance Officer

    3 weken geleden

    Amsterdam, Noord-Holland, Nederland BridgeFund Voltijd

    IntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...

  • Compliance Officer

    1 week geleden

    Amsterdam Oost, Nederland ETM CORPORATE SERVICES B.V. Voltijd

    Who are we:ETM Corporate Services BV ("ETM") is an independent trust company in Amsterdam, providing Corporate business services to multinational enterprises in The Netherlands. Our company is continuously expanding its business and is growing while keeping regard to the strong basis that has been built over the years. Today, the team of ETM consists of...

  • Compliance Officer

    1 week geleden

    Amsterdam, Noord-Holland, Nederland Morningstar Voltijd

    The Role: Morningstar Sustainlytics is currently seeking a Compliance Officer to join its Amsterdam office. The Compliance Officer will be responsible for supporting the Compliance Program throughout Europe. This is a position based in our offices in Amsterdam. POSITION DESCRIPTION: Given the current market and regulatory environment, many rules and...

  • Compliance Officer

    3 weken geleden

    Amsterdam, Noord-Holland, Nederland BridgeFund Voltijd

    IntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...

  • Compliance Officer

    2 maanden geleden

    Amsterdam, Noord-Holland, Nederland BridgeFund Voltijd

    IntroNavigeer jij moeiteloos door het doolhof van financiële wet- en regelgeving? We zijn op zoek naar een ervaren Compliance Officer. BridgeFund is een ambitieuze FinTech scaleup. We groeien hard en met jouw expertise slaan we een brug tussen de financiële behoeftes van ondernemers. Zonder tussenkomst van een bank en trage bureaucratische processen. Laten...

  • Compliance Officer

    1 week geleden

    Amsterdam, Nederland LYNX Amsterdam Voltijd

    Compliance Officer bij LYNX Amsterdam | softgarden View job here Compliance Officer Fulltime Herengracht 527, 1017 BV Amsterdam, Netherlands Met werkervaring ...

  • Compliance Officer

    3 weken geleden

    Amsterdam, Nederland De Brauw Blackstone Westbroek Voltijd

    We have a fantastic opportunity for a hands-on, organised and self-motivated individual to join our Amsterdam-based Risk and Compliance Team as a Compliance Officer in the second line. As a Compliance Officer, you will work closely with our lawyers and the different internal departments to pursue excellence in every aspect of our business operations, and...

  • Compliance Officer

    2 maanden geleden

    Amsterdam, Nederland De Brauw Blackstone Westbroek Voltijd

    We have a fantastic opportunity for a hands-on, organised and self-motivated individual to join our Amsterdam-based Risk and Compliance Team as a Compliance Officer in the second line. As a Compliance Officer, you will work closely with our lawyers and the different internal departments to pursue excellence in every aspect of our business operations, and...

  • Compliance Officer

    3 weken geleden

    Amsterdam, Nederland Bolder Group Voltijd

    **Job description**: As the Compliance Officer for our corporate services division in The Netherlands, you will work closely with our legal, financial and corporate administrators to ensure that our organization can maintain their continued growth, by ensuring that they comply with applicable laws, regulations, supervisory requirements and internal policies...

  • Compliance Officer Netherlands

    1 week geleden

    Amsterdam, Noord-Holland, Nederland DPA Professionals Voltijd € 9.000

    Als Compliance Officer in opleiding volg je een meerjarig intensief opleidingstraject om jouw competenties naar het gewenste niveau te brengen en je certificering via het Nederlands Compliance Instituut (t.w.v. € 9.Een vakinhoudelijk traject om jouw stap als Compliance Officer te gaan maken. Als ervaren analist verricht jij je eerste opdracht in het...