Compliance Officer Private Clients
2 weken geleden
We are seeking a highly skilled Compliance Officer Private Clients to join our team at Kempen & Co. As a Compliance Officer, you will play a crucial role in ensuring that our Private Clients business unit operates in compliance with all relevant laws and regulations.
Key Responsibilities
- Proactively advise the business on various topics and initiatives related to investment services.
- Analyze risks related to financial products and services within Private Clients.
- Maintain the policy framework with a focus on consumer protection and support the business with implementation.
- Support various other activities, such as information requests from regulators, training and awareness programs, compliance reporting, etc.
Requirements
- At least 4 years of compliance experience in an advisory role at a financial institution or in a consulting role.
- An academic background in law, economics, or another relevant field.
- Strong affinity with the entire investment services chain.
- Knowledge of European laws and regulations related to investment services, including MIFID II, PRIIPs, EMIR, and SFRD.
- Excellent command of the Dutch and English languages, both oral and written.
What We Offer
- A gross monthly salary appropriate to your knowledge and experience.
- A flex budget to partly determine your own fringe benefits.
- The space to take a longer period of leave, such as a sabbatical.
- Training opportunities.
- A pension plan.
- Travel expense reimbursement.
- Working from home allowance.
- The ability to work from abroad for two months a year.
About Us
Kempen & Co is a leading financial institution with over 300 years of experience. We are committed to preserving and building wealth in a sustainable manner, both for our clients and for society as a whole. We believe in the importance of diversity and inclusion, and we strive to create an inclusive work environment where all colleagues feel valued and supported.
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