Compliance Professional with Market Abuse Expertise

2 weken geleden


Amsterdam, Noord-Holland, Nederland Saxo Bank Voltijd

We are seeking a Compliance Officer to join our Dutch branch, focusing on Market Abuse, Product Governance, and Investor Protection (Mi FID II). As a key member of the Compliance team, you will contribute to making a sustainable impact on Saxo's strategic objectives within our risk appetite.

Key Responsibilities
  • Market Abuse Monitoring: Keep policies and procedures regarding market abuse up-to-date and advise the 1st line on investor protection.
  • Suspicious Transaction Reporting: Assess and report potentially suspicious client transactions related to market abuse.
  • Compliance Framework Monitoring: Conduct periodic monitoring activities concerning the Compliance, Risk & Control Framework, mainly in the area of market abuse and investor protection.
  • Investigations: Assist in investigations by the regulator and other third parties.
  • Product Review Support: Provide a 2nd line opinion during the Product review process.
Requirements
  • A relevant academic degree.
  • Knowledge of financial markets and European/national compliance laws and regulations related to market abuse/investor protection (Mi FID II).
  • At least 5 years of relevant work experience in Compliance within the financial sector, preferably as a broker or investment bank.
  • Excellent verbal and written communication skills in both Dutch and English.
About Us

Saxo Bank is a dynamic medium-sized international investment bank. We value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation, and position us for long-term success.

As a Saxonian, you will become part of a purpose-driven organisation where good ideas are always taken seriously, and where you can make a true impact. You will have access to a robust career path from day one when you join Saxo – no matter which role you take on.



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