Compliance Professional with Market Abuse Expertise
2 weken geleden
We are seeking a Compliance Officer to join our Dutch branch, focusing on Market Abuse, Product Governance, and Investor Protection (Mi FID II). As a key member of the Compliance team, you will contribute to making a sustainable impact on Saxo's strategic objectives within our risk appetite.
Key Responsibilities- Market Abuse Monitoring: Keep policies and procedures regarding market abuse up-to-date and advise the 1st line on investor protection.
- Suspicious Transaction Reporting: Assess and report potentially suspicious client transactions related to market abuse.
- Compliance Framework Monitoring: Conduct periodic monitoring activities concerning the Compliance, Risk & Control Framework, mainly in the area of market abuse and investor protection.
- Investigations: Assist in investigations by the regulator and other third parties.
- Product Review Support: Provide a 2nd line opinion during the Product review process.
- A relevant academic degree.
- Knowledge of financial markets and European/national compliance laws and regulations related to market abuse/investor protection (Mi FID II).
- At least 5 years of relevant work experience in Compliance within the financial sector, preferably as a broker or investment bank.
- Excellent verbal and written communication skills in both Dutch and English.
Saxo Bank is a dynamic medium-sized international investment bank. We value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation, and position us for long-term success.
As a Saxonian, you will become part of a purpose-driven organisation where good ideas are always taken seriously, and where you can make a true impact. You will have access to a robust career path from day one when you join Saxo – no matter which role you take on.
-
Amsterdam, Noord-Holland, Nederland Saxo Bank VoltijdAbout the JobWe are seeking a highly skilled Compliance Officer to join our team at Saxo Bank. This is a unique opportunity to work in a dynamic and international environment where you will be responsible for ensuring compliance with laws and regulations related to market abuse and investor protection.Key ResponsibilitiesMonitor and report potentially...
-
Compliance Expert
2 maanden geleden
Amsterdam, Noord-Holland, Nederland Barclays VoltijdCompliance and Risk Oversight Role**Job Summary**We are seeking a highly skilled Compliance and Risk Oversight professional to join our team at Barclays. As a key member of our Compliance and Risk Oversight team, you will be responsible for providing expert oversight and challenge on business and compliance matters to ensure that the organization is...
-
Market Governance Specialist
4 weken geleden
Amsterdam, Noord-Holland, Nederland Cboe Global Markets, Inc. VoltijdAbout UsCboe Global Markets, Inc. is a leading provider of market infrastructure and tradable products, delivering cutting-edge trading, clearing, and investment solutions to market participants around the world.Job OverviewWe are seeking an experienced Market Supervisor to join our team in Market Supervision. As a key member of our team, you will play a...
-
Global Compliance Risk Manager
2 weken geleden
Amsterdam, Noord-Holland, Nederland ING VoltijdAbout the RoleWe are seeking a Senior Compliance Expert to join our Conduct & Markets team within Group Compliance. As a key member of this team, you will play a critical role in managing compliance risks related to customer protection and market activities.The Conduct & Markets (C&M) team is responsible for identifying, assessing, and mitigating risks...
-
Compliance Professional with Regulatory Expertise
4 weken geleden
Amsterdam, Noord-Holland, Nederland Lexius Search VoltijdJobbeschrijvingWe zijn op zoek naar een ervaren Compliance Officer om ons team te versterken. Als Senior Compliance Officer bent u verantwoordelijk voor het uitvoeren van alle dagelijkse compliance taken, waarbij u rekening houdt met lokale wet- en regelgeving. U werkt samen met de Compliance Manager om erop toe te zien dat alle activiteiten van het bedrijf...
-
Data Compliance Officer
2 weken geleden
Amsterdam, Noord-Holland, Nederland Euronext VoltijdWe are seeking a highly skilled Data Compliance Officer to join our team at Euronext in Amsterdam. As a key member of our Market Data Compliance and Operations department, you will play a crucial role in ensuring adherence to market data compliance standards.Key ResponsibilitiesEnsure Market Data Utilization Alignment: Lead efforts to ensure organizations...
-
ESG Compliance Professional
2 weken geleden
Amsterdam, Noord-Holland, Nederland Metyis VoltijdJob Description:We are seeking a seasoned Sustainability Manager to join our rapidly growing team at Metyis. As an integral part of our Sustainability business unit, you will play a crucial role in ensuring compliance with ESG regulations and supporting sustainability goals.Key Responsibilities:Regulatory Alignment: Ensure alignment with ESG regulations and...
-
Digital Marketing Professional
4 weken geleden
Amsterdam, Noord-Holland, Nederland Independent Recruiters VoltijdAt Independent Recruiters, we are seeking a highly skilled Digital Marketing Professional to join our team. As a key player in our marketing efforts, you will be responsible for managing campaign projects and collaborating with international partners to deliver successful email campaigns.Key Responsibilities:Campaign Management: Manage multiple campaign...
-
Compliance Growth Leader
4 weken geleden
Amsterdam, Noord-Holland, Nederland WeCookIT VoltijdWeCookIT is seeking a visionary Managing Director to drive the growth and expansion of its innovative compliance solution, Quantum Cyber Analytics (QCA). As a seasoned entrepreneurial leader, you will be responsible for guiding QCA from startup to scale-up, leveraging your expertise in scaling early-stage companies, compliance frameworks, and sales...
-
Senior Compliance Officer
2 weken geleden
Amsterdam, Noord-Holland, Nederland APG VoltijdAbout APGAPG is a leading pension provider dedicated to creating a livable future for current and future generations. With around 4.5 million people in the Netherlands, we strive for an inclusive work environment where everyone can be themselves and have their unique qualities embraced.Salary and BenefitsWe offer a competitive salary range of $77,766 -...
-
Marketing Professional
3 weken geleden
Amsterdam, Noord-Holland, Nederland Webfleet Solutions VoltijdJob DescriptionWe are seeking a highly motivated and creative Marketing Intern to support the work of the Benelux Marketing Manager on projects aimed at maximizing company profits and developing marketing campaigns.This role offers the opportunity to learn the fundamentals of marketing and marketing strategy, as well as working cross-functionally with...
-
Product Marketing Lead with Talent Management Expertise
3 weken geleden
Amsterdam, Noord-Holland, Nederland Bold VoltijdAbout the RoleWe are seeking a seasoned Product Marketing professional to lead our Product Marketing function at Tellent, enabling People teams to improve the full employee lifecycle. With 300+ talented employees operating from six global locations, we've empowered over 7,000 organizations across 100+ countries with our leading HR tech solutions.Your...
-
Market Data Professional
2 weken geleden
Amsterdam, Noord-Holland, Nederland ING VoltijdING is seeking a skilled Market Data Professional to join its Traded Risk Management (TRM) department. The ideal candidate will have at least three years of experience in a Market Risk or Product Control function within a large internationally active financial institution.The successful applicant will be responsible for managing market data sourcing,...
-
Compliance Professional
2 weken geleden
Amsterdam, Noord-Holland, Nederland Adyen VoltijdAbout Adyen">As a financial technology platform, Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft. We are engineered for ambition.">Our Vision">We create an environment where our people can succeed, backed by a culture that supports them to truly own their careers. Our teams tackle...
-
AML Compliance Expert with Analytics Focus
3 weken geleden
Amsterdam, Noord-Holland, Nederland Adyen VoltijdAt Adyen, we're shaping the future of payments and financial technology. Our mission is to empower businesses to achieve their ambitions faster.We're looking for an experienced AML Compliance Expert with a strong focus on analytics to join our team. As a key member of our Second Line AML Compliance team, you'll be responsible for advising and challenging our...
-
Regulatory Compliance Specialist
2 weken geleden
Amsterdam, Noord-Holland, Nederland ACT Commodities VoltijdAbout ACT CommoditiesACT Commodities operates in a dynamic and rapidly evolving landscape of market sustainability solutions. We enable organizations to decarbonize and make a positive impact, collaborating with industry leaders to ensure our solutions remain relevant.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Officer to join our...
-
Legal Compliance Professional
1 maand geleden
Amsterdam, Noord-Holland, Nederland Signify VoltijdWe're looking for a dynamic and proactive individual to join our Legal Compliance Team in the Netherlands. In this role, your main focus will be on privacy-related matters, working closely with our team to ensure compliance with regulatory requirements.As a member of our Legal Compliance Team, you'll be responsible for conducting project management-related...
-
Marketing Specialist with Digital Strategy Expertise
1 maand geleden
Amsterdam, Noord-Holland, Nederland Page Personnel VoltijdAbout the Role: We are seeking a highly motivated and detail-oriented Marketing Specialist to join our team. The successful candidate will be responsible for developing and implementing effective digital marketing strategies to drive business growth. Key responsibilities include content creation, social media management, and campaign...
-
Financial Services Professional
4 weken geleden
Amsterdam, Noord-Holland, Nederland flatexDEGIRO VoltijdWe are the leading and fastest growing online broker in Europe, based in Germany, Austria, the Netherlands, Bulgaria & UK. Over 2 million customers trust us every day.Our wide range of independent products is offered with the lowest fees, based on modern, in-house state-of-the-art technology.In a time of bank consolidation, low interest rates and...
-
Senior Electronics Marketing Professional
2 weken geleden
Amsterdam, Noord-Holland, Nederland Page Personnel VoltijdJob SummaryWe're seeking an experienced and driven marketing professional to lead our marketing efforts for new product launches, engage in strategic B2B initiatives, and drive digital campaigns to enhance our brand presence across channels.This role involves developing and executing B2B marketing strategies for product launches and e-marketing initiatives,...