Compliance Specialist: Market Abuse and Investor Protection Expert
1 maand geleden
We are seeking a highly skilled Compliance Officer to join our team at Saxo Bank. This is a unique opportunity to work in a dynamic and international environment where you will be responsible for ensuring compliance with laws and regulations related to market abuse and investor protection.
Key Responsibilities- Monitor and report potentially suspicious client transactions
- Assess and advise on investor protection policies and procedures
- Conduct regular monitoring activities to ensure compliance with the Compliance, Risk & Control Framework
- Participate in investigations and provide 2nd line opinions during product reviews
- Provide training and create awareness on compliance topics
- Collaborate with colleagues from Group Compliance and other offices within the EU
- Academic degree
- Knowledge of financial markets and European and national compliance laws and regulations
- At least 5 years of relevant work experience in Compliance in the financial sector
- Excellent verbal and written communication skills in Dutch and English
At Saxo, we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation, and position us for long-term success. We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfill their career aspirations. When you bring passion, curiosity, drive, and team spirit, your learning journey will be dynamic, and your career opportunities in Saxo will be immense.
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