Compliance Specialist: Market Abuse and Investor Protection Expert

1 maand geleden


Amsterdam, Noord-Holland, Nederland Saxo Bank Voltijd
About the Job

We are seeking a highly skilled Compliance Officer to join our team at Saxo Bank. This is a unique opportunity to work in a dynamic and international environment where you will be responsible for ensuring compliance with laws and regulations related to market abuse and investor protection.

Key Responsibilities
  • Monitor and report potentially suspicious client transactions
  • Assess and advise on investor protection policies and procedures
  • Conduct regular monitoring activities to ensure compliance with the Compliance, Risk & Control Framework
  • Participate in investigations and provide 2nd line opinions during product reviews
  • Provide training and create awareness on compliance topics
  • Collaborate with colleagues from Group Compliance and other offices within the EU
Requirements
  • Academic degree
  • Knowledge of financial markets and European and national compliance laws and regulations
  • At least 5 years of relevant work experience in Compliance in the financial sector
  • Excellent verbal and written communication skills in Dutch and English
Why Saxo?

At Saxo, we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation, and position us for long-term success. We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfill their career aspirations. When you bring passion, curiosity, drive, and team spirit, your learning journey will be dynamic, and your career opportunities in Saxo will be immense.



  • Amsterdam, Noord-Holland, Nederland Saxo Bank Voltijd

    We are seeking a Compliance Officer to join our Dutch branch, focusing on Market Abuse, Product Governance, and Investor Protection (Mi FID II). As a key member of the Compliance team, you will contribute to making a sustainable impact on Saxo's strategic objectives within our risk appetite.Key ResponsibilitiesMarket Abuse Monitoring: Keep policies and...


  • Amsterdam, Noord-Holland, Nederland ING Voltijd

    ING Data Protection Compliance SpecialistWe are looking for a highly skilled and experienced Data Protection Compliance Specialist to join our team at ING. As a key member of our global data protection policy and advisory team, you will play a critical role in ensuring the compliance of our organization with data protection regulations.About the RoleThis is...


  • Amsterdam, Noord-Holland, Nederland ING Voltijd

    About the RoleWe are seeking a Senior Compliance Expert to join our Conduct & Markets team within Group Compliance. As a key member of this team, you will play a critical role in managing compliance risks related to customer protection and market activities.The Conduct & Markets (C&M) team is responsible for identifying, assessing, and mitigating risks...


  • Amsterdam, Noord-Holland, Nederland AtriCure Voltijd

    Job Overview:AtriCure is seeking a highly skilled Compliance and Data Protection Specialist to join its team. This role will be responsible for providing broad support to the company's compliance and privacy program on various projects.Key Responsibilities:Assist in the implementation and monitoring of standard policies, procedures, and best practices across...

  • Compliance Expert

    2 maanden geleden


    Amsterdam, Noord-Holland, Nederland Barclays Voltijd

    Compliance and Risk Oversight Role**Job Summary**We are seeking a highly skilled Compliance and Risk Oversight professional to join our team at Barclays. As a key member of our Compliance and Risk Oversight team, you will be responsible for providing expert oversight and challenge on business and compliance matters to ensure that the organization is...

  • Data Protection Expert

    1 maand geleden


    Amsterdam, Noord-Holland, Nederland ING Voltijd

    Data Protection Expert - Job DescriptionIn our quest to ensure the highest level of compliance, we are seeking an experienced Data Protection Expert to join our team at ING.As a key member of our Data Protection team, you will be responsible for leading and developing the approach for managing and monitoring compliance risks arising from processing personal...


  • Amsterdam, Noord-Holland, Nederland ING Voltijd

    About the RoleWe are seeking a highly skilled and experienced Data Protection Compliance Specialist to join our team. As a key member of our Global Data Governance team, you will play a critical role in ensuring that our organization remains compliant with data protection regulations.Key ResponsibilitiesManage and advise on data protection risks related to...


  • Amsterdam, Noord-Holland, Nederland Cboe Global Markets, Inc. Voltijd

    About UsCboe Global Markets, Inc. is a leading provider of market infrastructure and tradable products, delivering cutting-edge trading, clearing, and investment solutions to market participants around the world.Job OverviewWe are seeking an experienced Market Supervisor to join our team in Market Supervision. As a key member of our team, you will play a...


  • Amsterdam, Noord-Holland, Nederland ING Voltijd

    Job DescriptionWe are seeking a highly skilled and experienced Senior Data Protection Officer to join our team at ING.About the RoleThis is a senior position within our Data Protection Compliance department, responsible for ensuring that personal data processing activities are performed in a compliant manner. As a Global Delegated Data Protection Officer,...

  • Data Protection Lead

    4 weken geleden


    Amsterdam, Noord-Holland, Nederland Worldline Voltijd

    Company OverviewAt Worldline, we're shaping the evolution of payments technology. With a presence in over 40 countries, our team of innovators is pushing the boundaries of what's possible. We believe in empowering our employees to accelerate their careers and make a real impact on society.SalaryThe estimated annual salary for this role is around...


  • Amsterdam, Noord-Holland, Nederland Tencent Voltijd

    About TencentTencent is a world-leading internet and technology company that develops innovative products and services to improve the quality of life of people around the world.We are not only a major video game publisher in the world, we also produce other high-quality digital content, enriching interactive entertainment experiences for people around the...

  • Data Compliance Officer

    2 weken geleden


    Amsterdam, Noord-Holland, Nederland Euronext Voltijd

    We are seeking a highly skilled Data Compliance Officer to join our team at Euronext in Amsterdam. As a key member of our Market Data Compliance and Operations department, you will play a crucial role in ensuring adherence to market data compliance standards.Key ResponsibilitiesEnsure Market Data Utilization Alignment: Lead efforts to ensure organizations...

  • Compliance Expert

    4 weken geleden


    Amsterdam, Noord-Holland, Nederland Société Générale Assurances Voltijd

    Job OverviewWe are seeking a Compliance Expert to join our team at Société Générale Assurances, located in Amsterdam, Netherlands. As a Compliance Expert, you will be responsible for providing guidance and advice on Compliance topics, monitoring adherence to regulatory and policy requirements, and working closely with the local Head of Compliance.


  • Amsterdam, Noord-Holland, Nederland LYNX Amsterdam Voltijd

    Job Summary: We are seeking a highly skilled International Privacy Compliance Specialist to join our team at LYNX Amsterdam. As a key member of our organization, you will be responsible for developing and implementing our privacy framework and strategy, ensuring compliance with GDPR and other privacy laws.Key Responsibilities:Develop, implement, and maintain...


  • Amsterdam, Noord-Holland, Nederland LYNX Amsterdam Voltijd

    About the RoleLYNX Amsterdam is seeking an experienced International Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring the company's compliance with international privacy laws and regulations.Key ResponsibilitiesDevelop and maintain our global compliance framework.Establish and...


  • Amsterdam, Noord-Holland, Nederland Adyen Voltijd

    This is AdyenAdyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft. We are a financial technology platform of choice, engineered for ambition.Our teams create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly...


  • Amsterdam, Noord-Holland, Nederland Tencent Voltijd

    About Tencent:Tencent is a world-leading internet and technology company that develops innovative products and services to improve the quality of life of people around the world.Founded in 1998 with its headquarters in Shenzhen China, our guiding principle is to use technology for good.We are not only a major video game publisher in the world, we also...


  • Amsterdam, Noord-Holland, Nederland Adyen Voltijd

    About AdyenAdyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft – making us the financial technology platform of choice. Our mission is to engineer solutions that help businesses achieve their ambitions faster.Role OverviewWe are looking for a driven and enthusiastic Data Privacy...


  • Amsterdam, Noord-Holland, Nederland Rituals Voltijd

    **Job Overview:**We are seeking a skilled Compliance Expert to join our Quality Assurance team at Rituals. As a key member of this team, you will be responsible for ensuring the quality and compliance of our products with relevant legislations.**Key Responsibilities:**Report to the Sr. Compliance Specialist as part of the sourcing, quality and regulatory...

  • Senior In-House Counsel

    3 weken geleden


    Amsterdam, Noord-Holland, Nederland LOGEX Voltijd

    About LOGEXLOGEX is a pioneering company that harnesses the power of data analysis to revolutionize the healthcare industry. With our unique superpower, we strive to address pressing healthcare issues and provide better outcomes for patients.Career OpportunityWe are seeking an experienced Senior In-House Counsel to join our team as a Data Protection...