Senior Compliance Manager

6 dagen geleden


Amsterdam, Noord-Holland, Nederland IQ-EQ Voltijd
Job Description

At IQ-EQ, we are seeking a highly skilled Senior Compliance Manager to join our Compliance Team in the Netherlands. As a key member of our team, you will play a critical role in ensuring that our business operates within the guidelines set by the Dutch Central Bank and anticipates upcoming changes in the industry.

Key Responsibilities:

  • Develop, determine, and implement risk and compliance legislation, guidelines, internal strategy, and policies for IQ-EQ NL.
  • Advise and guide local management on client acceptance, risk, and compliance policies and procedures.
  • Ensure risk and compliance awareness and cooperation within IQ-EQ NL staff.
  • Contribute to the development of compliance and risk-related trainings for personnel.
  • Prepare and implement the annual Compliance Monitoring Planner (CMP) based on local requirements and Group guidelines.
  • Determine, prepare, write, and implement compliance and risk procedures, manuals, forms, monitoring, and quality plans.
  • Provide proactive advice to client teams and management on risk and compliance issues, new legislation, and guidelines.

Requirements:

  • At least 6 years' experience in a similar matrix, international environment.
  • Master's degree in Dutch Law; a Certified Compliance Officer education (CCO or similar) is required.
  • Profound knowledge of Wft and Wwft (CDD) regarding onboardings of Fund Structures and their participants.
  • Excellent communication skills, both verbal and in writing, in English and Dutch.

About IQ-EQ:

We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.


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