Senior Compliance Manager

7 dagen geleden


Amsterdam, Noord-Holland, Nederland IQ-EQ Voltijd

Job Title: Senior Compliance Manager

Job Summary:

We are seeking a highly skilled Senior Compliance Manager to join our team at IQ-EQ. As a Senior Compliance Manager, you will be responsible for ensuring that our business operates within the guidelines set by the Dutch Central Bank and is able to anticipate the upcoming changes in the industry.

Key Responsibilities:

  • Develop, determine, and implement risk and compliance legislation, guidelines, internal strategy, and policies.
  • Advise, challenge, and guide local management on acceptance of clients in line with applicable legislation and regulation and Group and local policies and procedures.
  • Ensure risk and compliance awareness and cooperation within IQ-EQ NL staff.
  • Contribute to the development of compliance, risk-related trainings of personnel.
  • Attend weekly client acceptance meetings and monthly risk and compliance meetings as required.
  • Prepare and implement the annual Compliance Monitoring Planner (CMP) based on local requirements and Group guidelines.
  • Determine, prepare, write, and implement compliance- and risk procedures, manuals, forms, monitoring- and quality plans.
  • Provide pro-active advice to the client teams and management team on risk and compliance issues, new legislation, and guidelines.

Requirements:

  • At least 6 years' experience in a similar (matrix, international) environment.
  • Master's degree in Dutch Law; a Certified Compliance Officer education (CCO or similar) is required.
  • Profound knowledge of Wft and Wwft (CDD) regarding onboardings of Fund Structures and their participants is a must, knowledge of WTT is required.
  • Excellent communication skills, both verbal and in writing, in English and Dutch.

About Us:

At IQ-EQ, we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development.


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