Senior Compliance Manager
5 dagen geleden
The Senior Compliance Manager is a critical role in the compliance team, ensuring that the Netherlands business operates within the guidelines set by the Dutch Central Bank and is able to anticipate the upcoming changes in the industry.
The role will work closely with Group compliance leaders to ensure that the overall compliance framework in the Netherlands is robust and operates within both the NL and Group standards.
Key Responsibilities- Develop, determine, and implement risk and compliance legislation, guidelines, internal strategy, and policies.
- Advise and guide local management on acceptance of clients in line with applicable legislation and regulation and Group and local policies and procedures.
- Ensure risk and compliance awareness and cooperation within IQ-EQ NL staff.
- Contribute to the development of compliance, risk-related trainings of personnel.
- Attend weekly client acceptance meetings and monthly risk and compliance meetings as required.
- Ensures Accountability – Holding self and others accountable for meeting commitments.
- Business Acumen - Interpreting and applying understanding of key financial and operational indicators to make better compliance and business decisions.
- Drives Engagement – Creating and supporting a working environment where people are motivated to do their best to help the organisation achieve its objectives.
- Master's degree in Dutch Law; a Certified Compliance Officer education (CCO or similar) is required.
- Profound knowledge of Wft and Wwft (CDD) regarding onboardings of Fund Structures and their participants is a must, knowledge of WTT is required.
- Ability to work under pressure and to manage various and conflicting priorities in a fast-paced environment, while meeting deadlines and quality standards.
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